Dakos Andrew sold SWZ
January 23, 2026 · Form 4 insider transaction
Dakos Andrew sold 997 shares of Total Return Securities, Inc. at $6.81 per share, a transaction worth $6.8K. The trade was recorded as disposition to the issuer and disclosed on an SEC Form 4, filed 4 days after the transaction.
Direction
Disposed (sell-side)
Shares
997
Price
$6.81
Total value
$6.8K
InsiderDakos Andrew
Role—
SecurityCommon Stock
Transaction codeD: Disposition to the issuer
Transaction dateJanuary 23, 2026
Filing dateJanuary 27, 2026
Shares owned after2,003
OwnershipIndirect
10b5-1 planNo
AmendedNo
Footnotes
Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3.; Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.