Dakos Andrew bought SWZ

March 12, 2026 · Form 4 insider transaction

Dakos Andrew bought 3,324 shares of Total Return Securities, Inc. at $6.00 per share, a transaction worth $19.9K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 1 day after the transaction.

Direction
Acquired (buy-side)
Shares
3,324
Price
$6.00
Total value
$19.9K
Role
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateMarch 12, 2026
Filing dateMarch 13, 2026
Shares owned after67,119
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

View the original Form 4 on SEC EDGAR