Intercontinental Exchange, Inc. bought BKKT

November 3, 2025 · Form 4 insider transaction

Intercontinental Exchange, Inc. bought 230,680 shares of Bakkt, Inc., a transaction worth N/A. The trade was recorded as j and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
230,680
Price
N/A
Total value
N/A
Role—
SecurityClass 1 Warrants (right to buy)
Transaction codeJ: J
Transaction dateNovember 3, 2025
Filing dateNovember 5, 2025
Shares owned after230,680
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

As previously reported on the Issuer's Form 4s, as filed on March 4, 2024, and April 29, 2024, ICEH acquired Class 1 and Class 2 Warrants from Bakkt. Each of Bakkt's Class 1 and Class 2 Warrants to purchase shares of Bakkt Class A Common Stock that was outstanding and unexercised prior to the Reorganization was exchanged for an equivalent immediately exercisable warrant to purchase the Issuer's Class A Common Stock.; Intercontinental Exchange Holdings, Inc. ("ICEH") is the direct holder of the securities reflected in this Form 4. ICEH is a wholly owned subsidiary of Intercontinental Exchange, Inc.

View the original Form 4 on SEC EDGAR