Umpleby III Donald J sold CAT
September 2, 2025 · Form 4 insider transaction
Umpleby III Donald J sold 17,168 shares of Caterpillar Inc. at $412.87 per share, a transaction worth $7.09M. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 1 day after the transaction.
Direction
Disposed (sell-side)
Shares
17,168
Price
$412.87
Total value
$7.09M
InsiderUmpleby III Donald J
Role—
CompanyCaterpillar Inc. (CAT)
SecurityCommon Stock
Transaction codeS: Open-market sale
Transaction dateSeptember 2, 2025
Filing dateSeptember 3, 2025
Shares owned after482,505
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
This transaction was entered as multiple trades, at prices ranging from $410.37 to $414.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number; Includes dividends accrued.