Mumford Lisa sold EFC

December 31, 2025 · Form 4 insider transaction

Mumford Lisa sold 7,657 shares of Ellington Financial Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as option exercise and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Disposed (sell-side)
Shares
7,657
Price
$0.00
Total value
N/A
Role
SecurityOP LTIP Units
Transaction codeM: Option exercise
Transaction dateDecember 31, 2025
Filing dateJanuary 5, 2026
Shares owned after0
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of the Operating Partnership.; On December 31, 2025, Ms. Mumford converted 7,657 OP LTIP Units (as defined below) that were previously granted to her on December 14, 2023 pursuant to, and are subject to the terms and conditions of Ellington Financial Inc.'s (the "Company") 2017 Equity Incentive Plan (the "Plan"), into 7,657 shares of common stock of the Company, $0.001 par value per share (the "Common Shares").; Represents the conversion of outstanding vested OP LTIP Units into Common Units and the redemption of the Common Units for Common Shares pursuant to the terms thereof. The conversion and redemption do not represent or involve a disposition for value. The rights to convert OP LTIP Units into Common Units and redeem such Common Units do not have expiration dates.

View the original Form 4 on SEC EDGAR