Kajee Shiraz sold SLRC

Footnotes

Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.; Restricted stock units ("RSUs") with respect to 5,782.2850 shares granted to Mr. Kajee on March 13, 2024 settled in cash on March 13, 2026. RSUs may be settled in shares of common stock of SLR Investment Corp. (the "Issuer") or the cash value thereof on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan") administrators. Settlements relate to the 2024 grant of RSUs and the holdings relate to the remaining portion of the 2024 RSU grant.