July 25, 2025 · Form 4 insider transaction
Johnson Denise C bought 23 shares of Caterpillar Inc. at $433.75 per share, a transaction worth $10.0K. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 3 days after the transaction.
Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.; This total includes 12 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $433.75 and 11 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.; The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.; Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.