Johnson Denise C bought CAT

September 26, 2025 · Form 4 insider transaction

Johnson Denise C bought 21 shares of Caterpillar Inc. at $465.76 per share, a transaction worth $9.8K. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 3 days after the transaction.

Direction
Acquired (buy-side)
Shares
21
Price
$465.76
Total value
$9.8K
Role
SecurityPhantom Stock Units
Transaction codeA: Grant or award
Transaction dateSeptember 26, 2025
Filing dateSeptember 29, 2025
Shares owned after21,762
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.; This total includes 11 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $465.76 and 10 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.; The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.; Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

View the original Form 4 on SEC EDGAR
Johnson Denise C bought CAT: September 26, 2025 | Insider Trading Screener