Kaplan Matthew D bought GECC
September 19, 2025 · Form 4 insider transaction
Kaplan Matthew D bought 37,117 shares of Great Elm Capital Corp. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 4 days after the transaction.
Direction
Acquired (buy-side)
Shares
37,117
Price
$0.00
Total value
N/A
InsiderKaplan Matthew D
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateSeptember 19, 2025
Filing dateSeptember 23, 2025
Shares owned after129,906
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 37,117 shares of common stock of GECC as equity compensation for his position at GECC, 9,280 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECC.