Kleinman Adam M bought GECC
September 19, 2025 · Form 4 insider transaction
Kleinman Adam M bought 5,458 shares of Great Elm Capital Corp. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 4 days after the transaction.
Direction
Acquired (buy-side)
Shares
5,458
Price
$0.00
Total value
N/A
InsiderKleinman Adam M
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateSeptember 19, 2025
Filing dateSeptember 23, 2025
Shares owned after45,802
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received the exempt grant of an award of 5,458 shares of common stock of GECC as equity compensation for his position at GECC, 1,365 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECM.