Ladd Robert T. bought SCM

March 13, 2026 · Form 4 insider transaction

Ladd Robert T. bought 35,000 shares of Stellus Capital Investment Corporation at $8.70 per share, a transaction worth $304.5K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Acquired (buy-side)
Shares
35,000
Price
$8.70
Total value
$304.5K
Role
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateMarch 13, 2026
Filing dateMarch 17, 2026
Shares owned after667,935
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.; Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

View the original Form 4 on SEC EDGAR