Goin Kathleen bought PVLA

January 21, 2026 · Form 4 insider transaction

Goin Kathleen bought 2,148 shares of Palvella Therapeutics, Inc. at $9.08 per share, a transaction worth $19.5K. The trade was recorded as option exercise under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
2,148
Price
$9.08
Total value
$19.5K
Role
SecurityCommon Stock
Transaction codeM: Option exercise
Transaction dateJanuary 21, 2026
Filing dateJanuary 23, 2026
Shares owned after4,302
OwnershipDirect
10b5-1 planYes
AmendedNo

Footnotes

The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025. The plan was adopted during an open trading window, at a time when the Reporting Person was not in possession of material non-public information and was reviewed and approved in accordance with the Issuer's Insider Trading Policy. The Issuer's officers and directors from time to time utilize trading plans to transact in its securities for reasons such as satisfying vesting-related income tax requirements, investment diversification, or other personal reasons.

View the original Form 4 on SEC EDGAR