Cooper Kerry Whorton bought UPST

January 12, 2026 · Form 4 insider transaction

Cooper Kerry Whorton bought 1,459 shares of Upstart Holdings, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Acquired (buy-side)
Shares
1,459
Price
$0.00
Total value
N/A
Role
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateJanuary 12, 2026
Filing dateJanuary 16, 2026
Shares owned after25,393
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.; These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.

View the original Form 4 on SEC EDGAR