Dean Lia sold COF

January 2, 2026 · Form 4 insider transaction

Dean Lia sold 3,163 shares of Capital One Financial Corporation at $244.35 per share, a transaction worth $772.9K. The trade was recorded as open-market sale under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Disposed (sell-side)
Shares
3,163
Price
$244.35
Total value
$772.9K
InsiderDean Lia
Role
SecurityCommon Stock
Transaction codeS: Open-market sale
Transaction dateJanuary 2, 2026
Filing dateJanuary 6, 2026
Shares owned after66,692
OwnershipDirect
10b5-1 planYes
AmendedNo

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

View the original Form 4 on SEC EDGAR