Dean Lia bought COF
March 9, 2026 · Form 4 insider transaction
Dean Lia bought 8,094 shares of Capital One Financial Corporation at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.
Direction
Acquired (buy-side)
Shares
8,094
Price
$0.00
Total value
N/A
InsiderDean Lia
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateMarch 9, 2026
Filing dateMarch 11, 2026
Shares owned after71,202
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.