Kuo David C sold AAOI

December 23, 2025 · Form 4 insider transaction

Kuo David C sold 12,500 shares of Applied Optoelectronics, Inc. at $40.15 per share, a transaction worth $501.9K. The trade was recorded as open-market sale under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 6 days after the transaction.

Direction
Disposed (sell-side)
Shares
12,500
Price
$40.15
Total value
$501.9K
Role
SecurityCommon Stock, $.001 par value
Transaction codeS: Open-market sale
Transaction dateDecember 23, 2025
Filing dateDecember 29, 2025
Shares owned after130,948
OwnershipDirect
10b5-1 planYes
AmendedNo

Footnotes

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 15, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $40.025 to $40.220 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

View the original Form 4 on SEC EDGAR