GOLDSTEIN PHILLIP sold SPE
August 22, 2025 · Form 4 insider transaction
GOLDSTEIN PHILLIP sold 3,000 shares of Special Opportunities Fund, Inc. at $25.10 per share, a transaction worth $75.3K. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 3 days after the transaction.
Direction
Disposed (sell-side)
Shares
3,000
Price
$25.10
Total value
$75.3K
InsiderGOLDSTEIN PHILLIP
Role—
Security2.75% Convertible Preferred Stock, Series C
Transaction codeS: Open-market sale
Transaction dateAugust 22, 2025
Filing dateAugust 25, 2025
Shares owned after120
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.; The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.5303 shares of common stock for each share of Preferred Stock held.