December 31, 2025 · Form 4 insider transaction
ROSENBERG DOUGLAS bought 3,238,547 shares of BLMH at $0.98 per share, a transaction worth $3.17M. The trade was recorded as option exercise and disclosed on an SEC Form 4, filed 27 days after the transaction.
On December 31, 2025, Blum Holdings, Inc. ("Blum" or the "Company") entered into a Debt Conversion Agreement with Douglas Rosenberg, a related person under Regulation S-K (the "Investor"), pursuant to which an aggregate of $3,050,000 of principal plus all accrued and unpaid interest through December 31, 2025 under certain unsecured promissory notes previously issued by the Company into shares of the Company's common stock. The applicable unsecured promissory notes were cancelled and satisfied in full with respect to the converted amounts.; The conversion was effected at a fixed conversion price of $0.98 per share, resulting in the issuance of 3,238,547 shares of common stock.