ROSENBERG DOUGLAS sold BLMH

December 31, 2025 · Form 4 insider transaction

ROSENBERG DOUGLAS sold 75,472 shares of Blum Holdings, Inc. at $0.53 per share, a transaction worth $40.0K. The trade was recorded as disposition to the issuer and disclosed on an SEC Form 4, filed 27 days after the transaction.

Direction
Disposed (sell-side)
Shares
75,472
Price
$0.53
Total value
$40.0K
Role—
SecurityWarrants to Purchase Common Stock
Transaction codeD: Disposition to the issuer
Transaction dateDecember 31, 2025
Filing dateJanuary 27, 2026
Shares owned after2,849,454
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

On December 31, 2025, the Company executed and delivered a Senior Secured Promissory Note (the "Note") in the principal amount of $525,000 to the Investor. The Note amends, restates, consolidates, and replaces in their entirety two previously issued and expired promissory notes: (i) the $200,000 unsecured promissory note dated February 25, 2025 (as amended May 7, 2025), and (ii) the $325,000 unsecured promissory note dated April 18, 2025 (as amended May 8, 2025) (collectively, the "Prior Notes"). In connection with the Note, the Company and the Investor entered into a Warrant Cancellation Agreement, pursuant to which the parties mutually agreed to cancel warrants previously issued in connection with the Prior Notes to purchase up to an aggregate of 198,114 shares of the Company's common stock at an exercise price of $0.53 per share.

View the original Form 4 on SEC EDGAR