Rosalind Advisors, Inc. bought DCTH

April 18, 2024 · Form 4 insider transaction

Rosalind Advisors, Inc. bought 991,615 shares of Delcath Systems, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 28 days after the transaction.

Direction
Acquired (buy-side)
Shares
991,615
Price
$0.00
Total value
N/A
Role
SecurityCommon Shares
Transaction codeC: Conversion of a derivative
Transaction dateApril 18, 2024
Filing dateMay 16, 2024
Shares owned after2,763,468
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares.; Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein

View the original Form 4 on SEC EDGAR