FROST PHILLIP MD ET AL bought FLNT

May 13, 2024 · Form 4 insider transaction

FROST PHILLIP MD ET AL bought 591,017 shares of Fluent, Inc. at $3.38 per share, a transaction worth $2.00M. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
591,017
Price
$3.38
Total value
$2.00M
RoleOfficer, Director, 10% owner
SecurityPre-Funded Warrant
Transaction codeA: Grant or award
Transaction dateMay 13, 2024
Filing dateMay 15, 2024
Shares owned after591,017
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

The Pre-Funded Warrants will be immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants. The binding agreement for the transaction was entered into on May 13, 2024.; The Pre-Funded Warrants will terminate when exercised in full.; These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. Dr. Frost is also the sole stockholder of Frost-Nevada Corporation. The reporting persons disclaim beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

View the original Form 4 on SEC EDGAR