ROYAL KEVIN bought FLUX

September 15, 2025 · Form 4 insider transaction

ROYAL KEVIN bought 517 shares of Flux Power Holdings, Inc., a transaction worth N/A. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
517
Price
N/A
Total value
N/A
Role—
SecurityPre-Funded Warrant (right to buy)
Transaction codeP: Open-market purchase
Transaction dateSeptember 15, 2025
Filing dateSeptember 17, 2025
Shares owned after517
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock.; The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments.

View the original Form 4 on SEC EDGAR