January 23, 2026 · Form 4 insider transaction
GOLDSTEIN PHILLIP sold 31,314 shares of SWISS HELVETIA FD INC at $6.81 per share, a transaction worth $213.2K. The trade was recorded as disposition to the issuer and disclosed on an SEC Form 4, filed 4 days after the transaction.
Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3; Reflects an additional 1,000 shares that were purchased in a rights offering and inadvertently omitted from Mr. Goldstein's Form 4 filed on December 12, 2025.