GOLDSTEIN PHILLIP sold SWZ
January 23, 2026 · Form 4 insider transaction
GOLDSTEIN PHILLIP sold 31,314 shares of Total Return Securities, Inc. at $6.81 per share, a transaction worth $213.2K. The trade was recorded as disposition to the issuer and disclosed on an SEC Form 4, filed 4 days after the transaction.
Direction
Disposed (sell-side)
Shares
31,314
Price
$6.81
Total value
$213.2K
InsiderGOLDSTEIN PHILLIP
Role—
SecurityCommon Stock
Transaction codeD: Disposition to the issuer
Transaction dateJanuary 23, 2026
Filing dateJanuary 27, 2026
Shares owned after62,910
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3; Reflects an additional 1,000 shares that were purchased in a rights offering and inadvertently omitted from Mr. Goldstein's Form 4 filed on December 12, 2025.