GOLDSTEIN PHILLIP bought SPE

March 4, 2026 · Form 4 insider transaction

GOLDSTEIN PHILLIP bought 100 shares of Special Opportunities Fund, Inc. at $25.09 per share, a transaction worth $2.5K. The trade was recorded as l and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Acquired (buy-side)
Shares
100
Price
$25.09
Total value
$2.5K
Role
Security2.75% Convertible Preferred Stock, Series C
Transaction codeL: L
Transaction dateMarch 4, 2026
Filing dateMarch 9, 2026
Shares owned after6,298
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.; The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.6813 shares of common stock for each share of Preferred Stock held.

View the original Form 4 on SEC EDGAR