Warley Paul P. bought ASTI

January 17, 2024 · Form 4 insider transaction

Warley Paul P. bought 215,000 shares of Ascent Solar Technologies, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
215,000
Price
$0.00
Total value
N/A
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateJanuary 17, 2024
Filing dateJanuary 19, 2024
Shares owned after256,722
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

215,000 of the shares reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock.; One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Mr. Warley's employment for any reason other than (x) by the Company for cause or (y) by Mr. Warley without good reason.

View the original Form 4 on SEC EDGAR