Smith Craig Lindsay bought ALTI

June 7, 2023 · Form 4 insider transaction

Smith Craig Lindsay bought 54,387 shares of AlTi Global, Inc., a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 266 days after the transaction.

Direction
Acquired (buy-side)
Shares
54,387
Price
N/A
Total value
N/A
RoleOfficer, Director
SecurityClass A Common Stock
Transaction codeA: Grant or award
Transaction dateJune 7, 2023
Filing dateFebruary 28, 2024
Shares owned after67,362
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock.; The beneficial ownership total disclosed reflects the Reporting Person's ownership through the reporting date, including the shares of ALTI Class A Common Stock received (net the shares withheld for tax purposes) through the vesting transaction previously reported on February 21, 2024.

View the original Form 4 on SEC EDGAR