Smith Craig Lindsay sold ALTI

June 7, 2023 · Form 4 insider transaction

Smith Craig Lindsay sold 217,548 shares of AlTi Global, Inc., a transaction worth N/A. The trade was recorded as disposition to the issuer and disclosed on an SEC Form 4, filed 266 days after the transaction.

Direction
Disposed (sell-side)
Shares
217,548
Price
N/A
Total value
N/A
RoleOfficer, Director
SecurityWarrant
Transaction codeD: Disposition to the issuer
Transaction dateJune 7, 2023
Filing dateFebruary 28, 2024
Shares owned after0
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock.; The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

View the original Form 4 on SEC EDGAR