Yates Oliver Robert MacFarlane bought UPLD

January 29, 2024 · Form 4 insider transaction

Yates Oliver Robert MacFarlane bought 135,000 shares of Upland Software, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
135,000
Price
$0.00
Total value
N/A
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateJanuary 29, 2024
Filing dateJanuary 31, 2024
Shares owned after258,239
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023, provided that the Participant continues to be a Service Provider through each such vesting date. Notwithstanding the foregoing, in the event of the Participant's termination by the Company for any reason other than cause or if Participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the RSUs shall become fully vested.

View the original Form 4 on SEC EDGAR