Tappin Matthew sold STEM

January 3, 2024 · Form 4 insider transaction

Tappin Matthew sold 5,207 shares of Stem, Inc. at $3.56 per share, a transaction worth $18.5K. The trade was recorded as open-market sale under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 0 days after the transaction.

Direction
Disposed (sell-side)
Shares
5,207
Price
$3.56
Total value
$18.5K
RoleOfficer
SecurityCommon Stock, Par Value $0.0001 Per Share
Transaction codeS: Open-market sale
Transaction dateJanuary 3, 2024
Filing dateJanuary 3, 2024
Shares owned after9,111
OwnershipDirect
10b5-1 planYes
AmendedNo

Footnotes

Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs. Such sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

View the original Form 4 on SEC EDGAR