GOLDSTEIN PHILLIP bought SPE

December 28, 2023 · Form 4 insider transaction

GOLDSTEIN PHILLIP bought 1,319 shares of Special Opportunities Fund, Inc. at $11.78 per share, a transaction worth $15.5K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Acquired (buy-side)
Shares
1,319
Price
$11.78
Total value
$15.5K
Role
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateDecember 28, 2023
Filing dateJanuary 2, 2024
Shares owned after31,822
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The Form 4 previously filed by the reporting person on 2/7/2023 inadvertently overstated both the acquisition amount (in column 4 of Table I) and total amount (in column 5 of Table I) by 1,000 shares, which error was carried forward in subsequent Form 4s filed by the reporting person. Shares reported here reflect accurate holdings.

View the original Form 4 on SEC EDGAR