Dean Lia sold COF
February 15, 2024 · Form 4 insider transaction
Dean Lia sold 1,523 shares of Capital One Financial Corporation at $136.36 per share, a transaction worth $207.7K. The trade was recorded as shares withheld for taxes and disclosed on an SEC Form 4, filed 5 days after the transaction.
Direction
Disposed (sell-side)
Shares
1,523
Price
$136.36
Total value
$207.7K
InsiderDean Lia
Role—
SecurityCommon Stock
Transaction codeF: Shares withheld for taxes
Transaction dateFebruary 15, 2024
Filing dateFebruary 20, 2024
Shares owned after62,619
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.