Ezell Ryan Gillis bought FTK
December 29, 2023 · Form 4 insider transaction
Ezell Ryan Gillis bought 2,223 shares of Flotek Industries, Inc. at $3.33 per share, a transaction worth $7.4K. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 13 days after the transaction.
Footnotes
Mr. Ezell is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") for the 3-month period commencing October 1, 2023. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c).; In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on 12/29/2023.; On September 9, 2021, the reporting person filed a Form 4 incorrectly reporting the number of shares beneficially owned following the transaction, which failed to include 6,764 shares from a previous transaction reported on a Form 4 filed on April 6, 2021. The number of shares beneficially owned has been adjusted to correct the error.; On November 27, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 87,578 instead of 86,451. The number of shares beneficially owned following the transaction has been adjusted to correct the error.