KLOCK JOHN C JR bought QTI

March 4, 2024 · Form 4 insider transaction

KLOCK JOHN C JR bought 2,881,140 shares of QT Imaging Holdings, Inc., a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
2,881,140
Price
N/A
Total value
N/A
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateMarch 4, 2024
Filing dateMarch 6, 2024
Shares owned after2,881,140
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Received in exchange for 8,407,114 shares of QT Imaging, Inc. ("QT Imaging") in connection with the merger of QT Imaging into a subsidiary of QT Imaging Holdings, Inc. (the "Company") pursuant to the exchange ratio set forth in the business combination agreement between QT Imaging and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $3.53.; The Common Stock are held directly by John C. Klock, Jr. and Cynthia L. Klock Trust Dated 7/27/07 (the "Trust"). The Common Stock held by the Trust are beneficially owned jointly by Dr. John C. Klock, Jr., the Company's Chief Executive Officer and Director and Cynthia L. Klock, wife of Dr. John C. Klock, Jr., who jointly have sole voting and dispositive power over the shares held by the Trust.

View the original Form 4 on SEC EDGAR