HSIAO JANE PH D bought OPK

January 4, 2024 · Form 4 insider transaction

HSIAO JANE PH D bought an undisclosed number of shares of OPKO Health, Inc., a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Acquired (buy-side)
Shares
N/A
Price
N/A
Total value
N/A
RoleOfficer, Director
Security3.75% Convertible Notes due 2029
Transaction codeA: Grant or award
Transaction dateJanuary 4, 2024
Filing dateJanuary 8, 2024
Shares owned after
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The reporting person entered into a Convertible Note Purchase Agreement with OPKO Health, Inc. (the "Issuer") on January 4, 2024, pursuant to which the reporting person disposed of $5,000,000 aggregate principal amount of 5% Convertible Promissory Notes due 2025, and accrued and unpaid interest thereon, in exchange for $6,452,000 aggregate principal amount of the Issuer's 3.75% Convertible Senior Notes due 2029 in a private placement.; Prior to September 15, 2028, holders of the 3.75% Convertible Senior Notes due 2029 will have the right to convert such notes only in certain circumstances and during specified periods and thereafter, will be convertible at the option of the holder at any time prior to the close of business on the business day immediately preceding January 15, 2029, the maturity date.

View the original Form 4 on SEC EDGAR