BVF PARTNERS L P/IL bought XOMA

May 14, 2026 · Form 4 insider transaction

BVF PARTNERS L P/IL bought 2,313,000 shares of XOMA at $4.03 per share, a transaction worth $9.32M. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Acquired (buy-side)
Shares
2,313,000
Price
$4.03
Total value
$9.32M
Role
CompanyXOMA
SecurityCommon Stock, $0.0075 par value per share
Transaction codeC: Conversion of a derivative
Transaction dateMay 14, 2026
Filing dateMay 18, 2026
Shares owned after3,635,758
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.; The transactions reported herein are exempt from Section 16(b) by virtue of Rule 16b-6(b).; Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.

View the original Form 4 on SEC EDGAR