Lin Chih-Hsiang (Thompson) sold AAOI

May 28, 2026 · Form 4 insider transaction

Lin Chih-Hsiang (Thompson) sold 721,811.73 shares of Applied Optoelectronics, Inc., a transaction worth N/A. The trade was recorded as j and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Disposed (sell-side)
Shares
721,811.73
Price
N/A
Total value
N/A
Role
SecurityCommon Stock, $.001 par value
Transaction codeJ: J
Transaction dateMay 28, 2026
Filing dateJune 1, 2026
Shares owned after807,602
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

The reported transaction reflects the transfer of a certain portion of the reporting person's membership interest in the LLC from the reporting person to the Family Trust, in exchange for a promissory note in the principal amount of $126,205,171.69, representing the fair market value of the shares (represented by the portion of the LLC membership interest) as determined by utilizing the average of the high and low per share trading price on the date of the sale. The per share price on the date of the sale, May 28, 2026, was $174.845 and the number of shares sold was 721,811.73. The LLC continues to hold the 807,602 shares of the Company's common stock, and continues to be managed by the reporting person as the sole manager. The reporting person disclaims beneficial ownership of these securities except to the extent of his voting power therein.

View the original Form 4 on SEC EDGAR