Control Empresarial de Capitales S.A. de C.V. bought PROK

April 28, 2026 · Form 4 insider transaction

Control Empresarial de Capitales S.A. de C.V. bought 63,118,645 shares of ProKidney Corp. at $0.00 per share, a transaction worth N/A. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
63,118,645
Price
$0.00
Total value
N/A
Role10% owner
SecurityClass A Common Shares (as defined in Exhibit 99.1 hereto)
Transaction codeC: Conversion of a derivative
Transaction dateApril 28, 2026
Filing dateApril 30, 2026
Shares owned after73,842,723
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Prior to April 28, 2026 (the "Transaction Date"), the reporting persons beneficially owned 63,118,645 Class B Common Shares, $0.0001 par value per share (the "Class B Common Shares") of ProKidney Corp. (the "Issuer"), each of which may, subject to the limitations set forth in the Amended and Restated Exchange Agreement (the "Exchange Agreement") and the Second Amended and Restated Limited Liability Company Agreement of ProKidney Holdings, be exchanged, together with the paired common unit (a "Common Unit," and together with the Class B Common Shares, the "Paired Interests") in ProKidney Holdings, LLC ( "ProKidney LLC"), for a Class A Common Share on a one-for-one basis. Prior to the Transaction Date, the reporting person owned 63,118,645 Paired Interests. On the Transaction Date, the reporting person exchanged 63,118,645 Paired Interests for 63,118,645 Class A Common Shares.; The Form 4 filed by the reporting person on March 16, 2024 and prior to the date hereof inadvertently aggregated 63,118,645 Paired Interests in Table I.; See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference.

View the original Form 4 on SEC EDGAR