Dakos Andrew bought SWZ

April 7, 2026 · Form 4 insider transaction

Dakos Andrew bought 2,000 shares of Total Return Securities, Inc. at $5.95 per share, a transaction worth $11.9K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
2,000
Price
$5.95
Total value
$11.9K
Role
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateApril 7, 2026
Filing dateApril 9, 2026
Shares owned after90,282
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

View the original Form 4 on SEC EDGAR