Dakos Andrew bought SWZ
April 16, 2026 · Form 4 insider transaction
Dakos Andrew bought 4,718 shares of Total Return Securities, Inc. at $6.06 per share, a transaction worth $28.6K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 4 days after the transaction.
Direction
Acquired (buy-side)
Shares
4,718
Price
$6.06
Total value
$28.6K
InsiderDakos Andrew
Role—
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateApril 16, 2026
Filing dateApril 20, 2026
Shares owned after100,000
OwnershipIndirect
10b5-1 planNo
AmendedNo
Footnotes
The Form 4 filed on behalf of Mr. Dakos on March 31, 2026 contained an error in the amount of shares held Indirectly following the reported transactions. The amounts shown herein reflect the correct amount.; Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.