Ko Albert J bought LPLA

May 15, 2026 · Form 4 insider transaction

Ko Albert J bought 712 shares of LPL Financial Holdings Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Acquired (buy-side)
Shares
712
Price
$0.00
Total value
N/A
Role
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateMay 15, 2026
Filing dateMay 19, 2026
Shares owned after3,299
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 20, 2027.; Includes 21 shares that were acquired before Mr. Ko became a director that were inadvertently omitted from his Form 3 filed on January 11, 2023.

View the original Form 4 on SEC EDGAR