SELL MORITZ A bought SWZ

December 11, 2025 · Form 4 insider transaction

SELL MORITZ A bought 7,400 shares of Total Return Securities, Inc. at $6.07 per share, a transaction worth $44.9K. The trade was recorded as option exercise and disclosed on an SEC Form 4, filed 1 day after the transaction.

Direction
Acquired (buy-side)
Shares
7,400
Price
$6.07
Total value
$44.9K
Role
SecurityCommon Stock
Transaction codeM: Option exercise
Transaction dateDecember 11, 2025
Filing dateDecember 12, 2025
Shares owned after11,800
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Non-transferable rights were issued to holders of record of shares of common stock of the Issuer as of November 14, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.; Amount includes shares acquired through the Issuer's dividend reinvestment plan.

View the original Form 4 on SEC EDGAR