Kay Jeffrey R. bought SHFS

September 30, 2025 · Form 4 insider transaction

Kay Jeffrey R. bought 63 shares of SHF Holdings, Inc. at $800.00 per share, a transaction worth $50.4K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 220 days after the transaction.

Direction
Acquired (buy-side)
Shares
63
Price
$800.00
Total value
$50.4K
Role—
SecuritySeries B Convertible Preferred Stock
Transaction codeP: Open-market purchase
Transaction dateSeptember 30, 2025
Filing dateMay 8, 2026
Shares owned after63
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

This transaction is being reported late due to an inadvertent administrative oversight.; On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 63 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 4,057 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025.; The Series B Preferred Stock is perpetual and therefore has no expiration date.

View the original Form 4 on SEC EDGAR