Kay Jeffrey R. bought SHFS

September 30, 2025 · Form 4 insider transaction

Kay Jeffrey R. bought 4,057 shares of SHF Holdings, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 220 days after the transaction.

Direction
Acquired (buy-side)
Shares
4,057
Price
$0.00
Total value
N/A
Role—
SecuritySeries B Warrant to Purchase Common Stock (Right to Buy)
Transaction codeP: Open-market purchase
Transaction dateSeptember 30, 2025
Filing dateMay 8, 2026
Shares owned after4,057
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

This transaction is being reported late due to an inadvertent administrative oversight.; On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 63 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 4,057 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025.

View the original Form 4 on SEC EDGAR