Sarner Michael Scott sold CSWC

June 9, 2026 · Form 4 insider transaction

Sarner Michael Scott sold 13,765 shares of Capital Southwest Corporation at $23.28 per share, a transaction worth $320.4K. The trade was recorded as shares withheld for taxes and disclosed on an SEC Form 4, filed 1 day after the transaction.

Direction
Disposed (sell-side)
Shares
13,765
Price
$23.28
Total value
$320.4K
Role
SecurityCommon Stock
Transaction codeF: Shares withheld for taxes
Transaction dateJune 9, 2026
Filing dateJune 10, 2026
Shares owned after459,389
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

View the original Form 4 on SEC EDGAR