Dakos Andrew bought SWZ

July 2, 2026 · Form 4 insider transaction

Dakos Andrew bought 233 shares of Total Return Securities, Inc. at $5.92 per share, a transaction worth $1.4K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Acquired (buy-side)
Shares
233
Price
$5.92
Total value
$1.4K
RoleDirector
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateJuly 2, 2026
Filing dateJuly 7, 2026
Shares owned after126,233
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

View the original Form 4 on SEC EDGAR