SOUTHWELL DAVID P bought RCKT

August 3, 2026 · Form 4 insider transaction

SOUTHWELL DAVID P bought 150,000 shares of Rocket Pharmaceuticals, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as j and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
150,000
Price
$0.00
Total value
N/A
RoleDirector
SecurityCommon Stock
Transaction codeJ: J
Transaction dateAugust 3, 2026
Filing dateAugust 5, 2026
Shares owned after204,522
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Rocket Pharmaceuticals, Inc. (the "Company") entered into a consulting agreement with the Reporting Person, dated July 21, 2026, for consulting services related to the Company's strategic and financial activities. As compensation for services rendered, the Reporting Person received 150,000 restricted stock units ("RSUs") on August 3, 2026.; Represents RSUs that convert to common stock on a one-for-one basis. One-third of such RSUs will vest in full on August 3, 2027, with the remaining two-thirds vesting in equal quarterly installments over the following two years.

View the original Form 4 on SEC EDGAR