Gen IV Investment Opportunities, LLC bought BATL

August 7, 2026 · Form 4 insider transaction

Gen IV Investment Opportunities, LLC bought 833,383 shares of Battalion Oil Corporation at $0.00 per share, a transaction worth N/A. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 0 days after the transaction.

Direction
Acquired (buy-side)
Shares
833,383
Price
$0.00
Total value
N/A
Role
SecurityCommon Stock
Transaction codeC: Conversion of a derivative
Transaction dateAugust 7, 2026
Filing dateAugust 7, 2026
Shares owned after3,494,259
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

This Form 4 is jointly filed by Gen IV Investment Opportunities, LLC ("Gen IV"), a Delaware limited liability company, LSP Generation IV, LLC ("LSP Gen IV"), a Delaware limited liability company, LSP Investment Advisors, LLC ("LSP Advisors"), a Delaware limited liability company, and Paul Segal, President of Gen IV. LSP Gen IV, as the managing member of Gen IV, has the power to direct the affairs of Gen IV, including voting and disposing of the shares. LSP Advisors, as the investment manager of Gen IV, also has the power to direct the voting and disposition of the shares held by Gen IV. Mr. Segal as President of Gen IV, also has the power to direct the voting and disposition of the shares Held by Gen IV. For Section 16 purposes, LSP Gen IV, LSP Advisors, and Mr. Segal, disclaim beneficial ownership over the shares reported herein, except to the extent of their pecuniary interest therein.

View the original Form 4 on SEC EDGAR