Klein Mark D bought NSLR

August 10, 2026 · Form 4 insider transaction

Klein Mark D bought 26,040 shares of NSLR at $9.60 per share, a transaction worth $250.0K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 0 days after the transaction.

Direction
Acquired (buy-side)
Shares
26,040
Price
$9.60
Total value
$250.0K
Role
CompanyNSLR
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateAugust 10, 2026
Filing dateAugust 10, 2026
Shares owned after1,758,796
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Neostellar Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price.; This total includes (i) 811,646 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025; and (iii) restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan on November 21, 2025 and June 12, 2026. On June 15, 2026, in connection with the approval of the Company's externalization by its stockholders and the approval by the Company's Board of Directors of the acceleration of the vesting of all unvested restricted shares, the Reporting Person entered into a lock-up agreement and, accordingly, such shares are fully vested but remain subject to transfer restrictions that expire on the dates on which such shares otherwise would have vested.

View the original Form 4 on SEC EDGAR