Brafman Lester Raymond bought COHN

December 19, 2025 · Form 4 insider transaction

Brafman Lester Raymond bought 211,000 shares of Cohen & Company Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 0 days after the transaction.

Direction
Acquired (buy-side)
Shares
211,000
Price
$0.00
Total value
N/A
Role
SecurityCohen & Company, LLC Membership Units
Transaction codeA: Grant or award
Transaction dateDecember 19, 2025
Filing dateDecember 19, 2025
Shares owned after1,599,316
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Mr. Brafman was awarded 211,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the Units on each of January 31, 2027, January 31, 2028 and January 31, 2029. Following the expiration of the restrictions on the applicable Units, Mr. Brafman may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.

View the original Form 4 on SEC EDGAR