September 11, 2025 · Form 4 insider transaction
SIMON RONALD I bought 5,544 shares of Ellington Financial Inc. at $13.56 per share, a transaction worth $75.2K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 21 days after the transaction.
The 5,544 Common Shares purchased by Dr. Simon on September 11, 2025 are held by his personal broker in an investment retirement account. As of the date of purchase, other than 5,544 shares purchased by Dr. Simon, the 9,198 shares granted on September 10, 2025, the 8,378 Common Shares that were previously issued to Dr. Simon on December 27, 2024, all of the remaining Common Shares held by Dr. Simon were held in the Simon Family Trust (the "Trust"). Dr. Simon is a trustee of the Trust. Dr. Simon and his wife are the beneficiaries of the Trust. Dr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.